The paper introduces FARSIGHT, a framework for evaluating the robustness and security of financial trading agents powered by large language models. It assesses agents on their resilience to market turbulence, such as flash crashes, and their vulnerability to three types of attacks: on information sources, on the agents themselves, and on agents acting as attackers. Applying FARSIGHT to 15 academic trading schemes reveals that 80% fail at least one robustness test and all exhibit security weaknesses, highlighting the risk of market-wide crashes from both accidental misjudgments and deliberate attacks.
By Mengxiao Wang, Nitesh Saxena
The paper "SoK: Trading Agents or Market Crashers? Dissecting Robustness and Security Failures in Academic Financial LLM Trading Schemes" introduces FARSIGHT, a framework that evaluates financial LLM agents on robustness to market turbulence and security against three attack types. Applying FARSIGHT to 15 academic schemes reveals that 80% fail at least one robustness metric and all exhibit security vulnerabilities, highlighting the risk that a single compromised agent can trigger market-wide crashes.
The paper investigates how adversarial signals can infiltrate large‑language‑model (LLM) based multi‑agent trading systems through the agents’ communication channels. By restricting the attacker to realistic inputs—source data and prompts—it studies role‑specific attacks on four functional roles (Analyst, Researcher, Trader, Risk Manager) and evaluates four communication topologies under data‑ and agent‑level attacks. Experiments across multiple assets, backbones, and target directions show that no architecture is inherently robust, highlighting the need for safer designs in agentic trading systems.
By CheolWon Na, Hao Ni, Lukasz Szpruch, Zhangyang Wang, Dhagash Mehta, Saurabh Nagrecha, Alejandro Lopez-Lira, Chanyeol Choi, Yongjae Lee, Jee-Hyong Lee
The paper introduces the Generic Multi-Agent Trading System (GMATS), a framework for studying how large language model (LLM) based trading stacks react to black-box, input-only attacks that inject plausible social‑media content. It defines contagion metrics—belief‑shift scores at analyst and coordinator layers and attack‑clean deltas on backtest metrics—to trace the spread of adversarial signals. Experiments on a safe offline benchmark show that even simple attackers can significantly degrade risk‑return profiles, while certain multi‑agent topologies and coordinator prompts can mitigate these effects.
By Qi Rong Sua, Junhao Dong, Nguyen Duc Thai, Yuqing Wen, Cheston Tan, Yew-Soon Ong
arXiv:2607. 26849v1 Announce Type: cross Abstract: As large language models (LLMs) are deployed in high-stakes domains, adversaries may poison training data to implant backdoors: hidden triggers that covertly manipulate model behavior at inference time.
By Anthony Hughes, Nicole Xing, Collin Francel, Andy Kim, Andrew Draganov
The paper introduces Steward, a multi‑agent LLM system for autonomous investing that uses a type system to limit self‑evolution. It employs nine role‑specialised agents—four analysts, a Portfolio Manager, a Risk Manager, and a shared memory layer—to process news, SEC filings, macro data, and market feeds, while a reflector and deterministic gate enable reversible learning from trade outcomes. In a five‑month live deployment, Steward achieved a 0.3% loss after a 24.6% sector drawdown, and backtests show its invariant core consistently reduces maximum drawdown across random entry policies.
By Yebo Feng, Jingyang Dai, Liangrui Pan, Nelson Lau, Jiahua Xu, Yang Liu
As large language models (LLMs) are deployed in high-stakes domains, adversaries may poison training data to implant backdoors: hidden triggers that covertly manipulate model behavior at inference time. We ask whether a defender can recover such a trigger under realistic affordances, namely white-box access to the weights and knowledge of the behavior of concern, but no training data, no trusted reference model, no knowledge of the trigger, and no certainty that the model is poisoned.
arXiv:2607. 11698v1 Announce Type: cross Abstract: Production LLM agents such as Claude Code and Codex operate over untrusted content, files, commands, and workspace state, making safety failures directly actionable.
By Xutao Mao, Xiang Zheng, Cong Wang
Production LLM agents such as Claude Code and Codex operate over untrusted content, files, commands, and workspace state, making safety failures directly actionable. Red-teaming must therefore keep pace with evolving models and tools.
arXiv:2608. 02698v1 Announce Type: cross Abstract: Tool-using agents built on large language models (LLMs) are increasingly deployed not by a single operator but by many, side by side on shared infrastructure.
By Mohamed Chahine Ghanem
arXiv:2608. 11274v1 Announce Type: cross Abstract: The dominant paradigm treats AI safety as a property to be instilled during model training via RLHF, DPO, or Constitutional AI.
By Albus W. Ng, Yi Han, Jusheng Zhang, Wenhao Wang
SentryBench is a cost‑sensitive benchmark designed to evaluate large language model agents that use tools in public‑safety contexts. It measures agents on a frontier that jointly considers attack success, over‑refusal (missing real emergencies), and over‑reaction (unwarranted actions) under adversarial tool use, using scenarios grounded in real emergency‑call transcripts and disaster messages. The study shows that naive caution leads to high harm, while a targeted trust‑gate wrapper reduces harm across models and defenses.
By Md Abu Yusuf, Oyshi Tabassum Aditi, Md Faysal Hosain Mazed