The paper surveys attacks and defenses in Retrieval-Augmented Generation (RAG), a technique that improves large language models by grounding outputs in external knowledge. It identifies new robustness and security risks such as corpus poisoning, backdoor attacks, privacy leakage, and fairness violations, and notes that existing surveys inadequately cover attacker objectives, threat models, and stage-specific defenses. The survey offers a unified, pipeline-aware overview, formalizing threat models across the corpus, retriever, and generator, categorizing attacks by accuracy, privacy, and fairness, and reviewing defenses for retrieval, rerank, generation, and traceback stages, while also summarizing robustness benchmarks and explainability methods.
By Minh Tran, Cuong Dang, Tuc Nguyen, Khanh-Tung Tran, Minh Huynh Nguyen, Trinh Chau, Kien Le, Do Xuan Long, Jiahao Zhang, Hoang D. Nguyen, Thanh Le, Suhang Wang
RAG-CT is a defense mechanism designed to protect Retrieval-Augmented Generation (RAG) systems from leaking personally identifiable information (PII). It works by detecting malicious queries through analysis of entropy and margin distributions, applying a score-based detection method. Experiments across four attack strategies and four baseline defenses on two datasets show that RAG-CT significantly reduces PII leakage while outperforming existing defenses, all without altering the underlying LLM or retriever.
By Xingyu Lyu, Jiayimei Wang, Jianfeng He, Ning Wang, Yidan Hu, Yimin Chen
Conformal Privacy Auditing (CPA) is a distribution‑free framework that calibrates re‑identification risk for each released document against large language model (LLM)‑empowered adversaries. It outputs a conformal ambiguity set of candidate identities that is guaranteed to contain the true identity with a user‑chosen confidence level under exchangeability, along with an interpretable leakage proxy derived from the set size. CPA supports both logit‑access and sampling‑only attackers, enabling audits of both open‑source and proprietary models, and demonstrates calibrated coverage across various benchmarks and attacker configurations.
By Shuo Huang, Gholamreza Haffari, Xingliang Yuan, Ting Yu, Lizhen Qu
arXiv:2604. 08304v3 Announce Type: replace-cross Abstract: Retrieval-augmented generation (RAG) extends large language models (LLMs) with external knowledge, but this access path also introduces security risks that existing work often conflates with inherent LLM flaws.
By Yuming Xu, Mingtao Zhang, Zhuohan Ge, Haoyang Li, Nicole Hu, Yongqi Zhang, Zhiyuan Wen, Jason Chen Zhang, Qing Li, Lei Chen
arXiv:2509. 20324v2 Announce Type: replace-cross Abstract: Retrieval-Augmented Generation (RAG) is an emerging approach in natural language processing that combines large language models (LLMs) with external document retrieval to produce more accurate and grounded responses.
By Atousa Arzanipour, Rouzbeh Behnia, Reza Ebrahimi, Kaushik Dutta
TriShieldRAG introduces a three‑layered defense for Retrieval‑Augmented Generation: an Ingest Guard that screens documents, a Retrieval Scorer that re‑ranks based on trust, and a Cross‑LLM Consensus that validates evidence across three models. Against the original PoisonedRAG attack on the 2.68M‑passage Natural Questions corpus, the framework reduces attack success from about 79% to 1%. However, adaptive attacks that only alter document formatting can bypass the Ingest Guard and still achieve high success rates, revealing limits of layered defenses that rely on the same retrieved evidence.
By Susil Kumar Mohanty, Rohit Patel, Kosuru Yuvaraj, Jeenal Chaudhary, Disha Singhania