arXiv:2601.15322v3 Announce Type: replace-cross
Abstract: Tool-using agents can repeat a final decision while changing their recorded execution. We introduce the Determinism-Faithfulness Assurance Ha...
By Raffi Khatchadourian
arXiv:2608. 06108v1 Announce Type: new Abstract: Investment competence is inherently personalized: the same market evidence can justify different actions for investors with different goals, horizons, portfolios, and risk boundaries.
By Yuanhong Jiang, Jingjie Zou, Zhenghong Lin, Xusheng Yu, Qiqi Huang, Shuai Jia, Shijie Dai
arXiv:2606. 31522v1 Announce Type: cross Abstract: Large Language Models (LLMs) are increasingly deployed as autonomous financial agents initialized with explicit behavioral mandates such as "preserve capital" or "avoid speculative bets" that are meant to govern every decision throughout deployment.
By Muhammad Usman Safder (Steve), Ayesha Gull (Steve), Rania Elbadry (Steve), Fan Zhang (Steve), Yankai Chen (Steve), Xueqing Peng (Steve), Xue (Steve), Liu, Preslav Nakov, Zhuohan Xie
arXiv:2608.29372v1 Announce Type: new
Abstract: Retrospective backtests provide a limited test of adaptive trading agents: they cannot rule out historical contamination, expose sensitivity to a singl...
By Xiangxin Luo, Chengtian Hong, Haohua Li, Yongyi Xie
arXiv:2604. 10015v3 Announce Type: replace Abstract: Recent studies demonstrate that tool-calling capability enables large language models (LLMs) to interact with external environments for long-horizon financial tasks.
By Yupeng Cao, Haohang Li, Weijin Liu, Wenbo Cao, Anke Xu, Lingfei Qian, Xueqing Peng, Minxue Tang, Zhiyuan Yao, Jimin Huang, K. P. Subbalakshmi, Zining Zhu, Jordan W. Suchow, Yangyang Yu
FinalityBench is an executable benchmark that tests how agents decide on shipping, re‑capturing, refunding, or waiting when a merchant’s payment processor, ledger, ERP, and bank feed receive delayed, duplicated, dropped, or reordered messages, causing contradictory beliefs about an order. The benchmark uses a hidden canonical event log and faulted delivery streams to generate system views, scoring each episode by the merchant’s terminal economic position relative to a privileged reference. It contains 321 tasks, including 45 twin pairs where all four views are identical yet the correct disposition differs, and evaluates nine programmatic policies, revealing that a ship‑on‑first‑sign policy performs best by accuracy but worst by paired loss, while a runtime‑gated irreversible‑action policy achieves 85.4% accuracy without losing money.
By Abhishek Sharma