arXiv AI By Soukaina Alaoui Ismaili, Jean-Sebastien Dessureault

An LLM-Based Agent for Legal Compliance Assessment: Architecture, Memory, and Evaluation in a Canadian and Quebec Context

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The paper introduces ComplianceAgent, a legal compliance sub‑agent within the COMPASS multi‑agent framework, which uses a large language model to evaluate texts on a fixed rubric across digital sovereignty, carbon impact, compliance, and ethics. The agent grounds its judgments in a reference legal corpus, and if a text scores at or below a critical threshold, it initiates a corrective chain that includes self‑healing rewrites, a compliance label, an explainability report, and escalation to a human reviewer. The authors evaluate the agent in a Canadian and Quebec context on a corpus of thirteen legal instruments and a hand‑annotated gold standard of fifteen texts, demonstrating perfect separation of conforming versus non‑conforming texts, stable scores under repeated queries, and relevant passage retrieval.

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