arXiv AI
Oct 9

RAG-Stress: Probing the Limits of Evidence Reliance in Retrieval-Augmented Generation

The paper introduces RAG‑Stress, a diagnostic protocol that tests how retrieval‑augmented generation models handle misleading evidence. By fixing the question and reference answer, editing a single assertion to support an incorrect answer, and varying source‑priority policies and evidence positions, the study measures misleading rate (MR) and clean accuracy across fifteen systems on multiple QA datasets. Results show that prioritizing documents increases MR by 10.9–13.5 percentage points, with the highest MR when the misleading span appears at the end of the evidence.

By Shunyuan Zhou, Hao Chen, Tianyu Wang, Goose Lin, Zaiyuan Wang, Haiying Zhao
arXiv AI
Sep 25

Automated Regulatory Compliance Question Answering in Financial Services with Domain-Adapted Retrieval-Augmented Generation

The paper presents a retrieval‑augmented generation pipeline for answering regulatory compliance questions in finance. It builds a three‑stage retriever on LegalBERT and a compact 2B–12B generator served with 4‑bit quantization, achieving a Recall@10 of 0.774 on the ObliQA benchmark and improving answer quality via RAFT‑LoRA fine‑tuning. However, the adapted models fail to transfer to Australian case‑law questions, and a closed‑book model performs almost as well while lacking verifiable grounding.

By Tobias Deu{\ss}er, Abhishek Pillai, Aurelio F. Bariviera, Dhananjay Bhardwaj, Lorenz Sparrenberg, David Berghaus, Christian Bauckhage, Rafet Sifa
arXiv Machine Learning
Sep 29

Parameters vs. Context: TRACE Fine-Tuning for Robust Retrieval-Augmented Generation

The paper introduces TRACE, a fine‑tuning framework for Retrieval‑Augmented Generation (RAG) that addresses conflicts between retrieved knowledge and a model’s internal knowledge. TRACE uses multi‑agent debate traces to identify correct and incorrect candidates and answer‑shift patterns, providing fine‑grained supervision for reliable knowledge‑source selection. It also incorporates an answer‑completeness regularization mechanism to prevent empty, overly short, or prematurely terminated responses, thereby improving robustness against misleading retrieved content and enhancing answer quality.

By Zhengchen Huang, Yundong Sun, Minrui Song, Shuanglong Yao, Ye Liu, Ji Chen, Xing Wang
arXiv AI
Aug 25

LLM-Specific Utility for Retrieval-Augmented Generation

The paper introduces the concept of LLM‑specific utility, defining it as the performance gain a target large language model (LLM) achieves when provided with a passage compared to answering without evidence. A benchmark of utilitarian passages is built for four LLMs (Qwen3‑8B/14B/32B and Llama 3.1‑8B) across three QA datasets, revealing that each model benefits most from its own tailored evidence and that evidence optimized for other models is consistently suboptimal. The authors also create SpecUBench, a benchmark for LLM‑specific utility judgment, and show that current utility‑aware retrieval methods largely capture model‑agnostic usefulness, struggling to estimate LLM‑specific utility. "whyItMatters":"The study demonstrates that retrieval‑augmented generation must consider model‑specific evidence selection to truly improve LLM performance, highlighting a gap in existing utility‑aware methods."

By Hengran Zhang, Keping Bi, Jiafeng Guo, Jiaming Zhang, Shuaiqiang Wang, Dawei Yin, Xueqi Cheng