arXiv Computation and Language

Beyond Recall Saturation: Scaling Hard-Negative Reranker Training for Industrial Legal Retrieval

arXiv Machine Learning
Sep 24

The Recall Ceiling of LLM Recommendation Reranking

The paper examines LLM-based recommendation rerankers that are often evaluated under an oracle protocol, which guarantees the ground-truth item is present in the scored set. Across Amazon datasets, this protocol overestimates realistic NDCG@10 by 92–95% because realistic retrieval only covers 2–19% of relevant items at K=100, creating a recall ceiling that limits any closed-candidate reranker's top‑k NDCG. The authors find that various optimisation strategies—including prompt engineering, model scaling, sequential models, supervised neural rerankers, LoRA fine‑tuning, hybrid retrieval, score‑aware prompting, and LLM+CF fusion—do not significantly improve over a collaborative‑filtering baseline under realistic retrieval, and they propose a Recall‑Aware Evaluation Protocol (RAEP) to better assess rerankers in low‑recall regimes.

By Zhaohui Wang
arXiv AI
Jul 1

RARE: Redundancy-Aware Retrieval Evaluation Framework for High-Similarity Corpora

arXiv:2604. 19047v2 Announce Type: replace-cross Abstract: Existing QA benchmarks typically assume distinct documents with minimal overlap, yet real-world retrieval-augmented generation (RAG) systems operate on corpora such as financial reports, legal codes, and patents, where information is highly redundant and documents exhibit strong inter-document similarity.

By Hanjun Cho, Jay-Yoon Lee
arXiv Machine Learning
Jun 30

Diagnosing and Mitigating Retrieval Bottlenecks in LLM-Based Cold-Start Recommendation

arXiv:2606. 29947v1 Announce Type: cross Abstract: Large language models (LLMs) are increasingly used as rerankers in recommender systems, with the expectation that semantic understanding will help in cold-start and long-tail regimes.

By Zhe Dong (University of Maine at Presque Isle), Fang Qin (Stanford University), Manish Shah (Independent Researcher), Yicheng Wang (Independent Researcher)
arXiv Computation and Language
Sep 23

ABAI at COLIEE 2026 Task 1: Multi-Stage Retrieval with GraphRAG-Enhanced Meta-Learning, and a Post-Hoc Study of the Cross-Validation-to-Test Gap

The paper reports the ABAI submission to COLIEE 2026 Task 1, a case law retrieval challenge that suppresses cited passages, and details a four‑stage retrieval pipeline: multi‑view BM25 with reciprocal rank fusion, neural reranking, graph‑based features via a graph attention network, and a LightGBM meta‑learner over 34 features. The best run achieved an F1 score of 0.177 on the official test set, compared to a cross‑validated 0.311, and the authors attribute the gap to a recall ceiling, temporal distribution shift, and threshold miscalibration. A controlled post‑hoc study examined the impact of threshold transfer, decision quality across time, and query similarity, and identified specific remedies—such as BM25 length‑normalisation tuning, event‑triple views, and dense fusion—that improved recall, while other interventions had no effect.

By Minhan Cho, Soyoung Park, Daejin Choi, Jinyoung Han
arXiv AI
Oct 9

READ-Bench: Benchmarking Historical Instance Retrieval for Time-Series Diagnosis

READ‑Bench is a new benchmark for historical‑case retrieval in time‑series diagnosis, covering 12 multivariate datasets and defining relevance by shared fault or event type rather than signal shape. The study evaluates a wide range of retrieval methods—including classical distances, symbolic retrievers, self‑supervised and foundation‑model embeddings, and label‑aware or language‑model rerankers—under a unified protocol that varies supervision, pollution, and corpus size. Results show that pretrained embeddings do not outperform strong classical baselines for search alone, but a small amount of resolved‑case supervision via a Gaussian‑process reranker significantly boosts performance, especially when combined with a reciprocal‑rank fusion of a normal‑residual embedder and dynamic time warping. whyItMatters":"The benchmark demonstrates that modest supervised reranking can outperform sophisticated representations, guiding future research toward efficient, data‑light retrieval strategies for time‑series diagnosis."

By Gerardo Pastrana, Haojun Li, Dhruv Mehta, Anoushka Vyas, Sina Khoshfetrat Pakazad, Henrik Ohlsson, John Paparrizos
arXiv AI
Jun 26

Generative Retrieval via Diffusion Transformer with Metric-Ordered Sequence Training and Hybrid-Policy Preference Optimization

arXiv:2606. 26899v1 Announce Type: new Abstract: Embedding-based retrieval ranks items by their similarity to a query in a shared vector space and usually aims to return the highest-scoring items.

By Chenghao Liu, Yu Zhang, Zhongtao Jiang, Kun Xu, Zhenwei An, Renzhi Wang, Zhao Wang, Jiachen Zhang, Yuxiao Zhang, Kun Xu, Songfang Huang
arXiv AI
Aug 19

DEPT: Document Embedding Preservation Tuning for Unified Query Expansion and Retrieval

The paper introduces DEPT, a method that trains a single decoder-only large language model to both expand queries and encode documents for retrieval. By preserving document embeddings close to their initial cached values while allowing gradients to flow through the generator, DEPT stabilizes retrieval targets and enables efficient index reuse and online hard‑negative mining. Experiments on the BEIR benchmark with Qwen3‑4B‑Instruct‑2507 and LLaMA‑3.2‑3B‑Instruct show that DEPT outperforms training‑free, independently trained, and staged unified baselines, with ablations confirming the benefits of preservation, whitening, end‑to‑end expansion training, and online negatives.

By Jingyuan Wang, Richong Zhang, Zhijie Nie, Mingxin Li, Yanzhao Zhang
arXiv Machine Learning
Jun 30

The Voronoi Bottleneck: Capacity-Aware Dense Retrieval for Product Search

arXiv:2606. 28359v1 Announce Type: cross Abstract: Dense embedding retrieval compresses all relevance information into a single inner product, imposing a fundamental geometric limit -- the Voronoi Bottleneck -- on the number of query-document relevance patterns expressible at fixed embedding dimension (d).

By Charith Chandra Sai Balne, Rithwik Maramraju, Siddharth Pratap Singh, Rohit Upadhyay, Aditya Singh, Chittaranjan Tripathy, Yogananda Domlur Seetharama