arXiv AI

Think Inside the Chunk: RegulaRAG for Regulation-Compliant Scenario Generation using LLMs: A Case Study of UN Regulation No. 152

arXiv:2608. 16394v1 Announce Type: new Abstract: Generating regulation-compliant test scenarios is essential for validating safety-critical automotive systems, yet Large Language Models (LLMs) struggle to ground outputs in long, hierarchical standards.

arXiv AI
Sep 25

Automated Regulatory Compliance Question Answering in Financial Services with Domain-Adapted Retrieval-Augmented Generation

The paper presents a retrieval‑augmented generation pipeline for answering regulatory compliance questions in finance. It builds a three‑stage retriever on LegalBERT and a compact 2B–12B generator served with 4‑bit quantization, achieving a Recall@10 of 0.774 on the ObliQA benchmark and improving answer quality via RAFT‑LoRA fine‑tuning. However, the adapted models fail to transfer to Australian case‑law questions, and a closed‑book model performs almost as well while lacking verifiable grounding.

By Tobias Deu{\ss}er, Abhishek Pillai, Aurelio F. Bariviera, Dhananjay Bhardwaj, Lorenz Sparrenberg, David Berghaus, Christian Bauckhage, Rafet Sifa
arXiv AI
Jun 30

XRAG: eXamining the Core -- Benchmarking Foundational Components in Advanced Retrieval-Augmented Generation

arXiv:2412. 15529v4 Announce Type: replace-cross Abstract: Retrieval-augmented generation (RAG) synergizes the retrieval of pertinent data with the generative capabilities of Large Language Models (LLMs), ensuring that the generated output is not only contextually relevant but also accurate and current.

By Qili Zhang, Qianren Mao, Yangyifei Luo, Yashuo Luo, Hanwen Hao, Zhilong Cao, Weifeng Jiang, Zhijun Chen, Junnan Liu, Feng Yan, Xiaolong Wang, Jinlong Zhang, Zhenting Huang, Zhixing Tan, Jie Sun, Bo Li, Jianxin Li, Philip S. Yu
arXiv Computation and Language
Aug 25

FCPRAG: Fusion-Controller Parametric Retrieval-Augmented Generation for Stable Multi-Passage LoRA Injection

FCPRAG introduces a fusion-controlled parametric retrieval‑augmented generation framework that uses a lightweight controller to predict per‑passage fusion scores and sample‑level calibration signals, such as a mixing gate and adaptive temperature. This approach mitigates the bottleneck of evidence‑level fusion when multiple passages are retrieved, enabling selective fusion under informative signals and conservative fusion under uncertainty. Experiments on HotpotQA, 2WikiMultiHopQA, PopQA, and ComplexWebQuestions demonstrate consistent F1 improvements over standard RAG and parametric RAG baselines, with gains up to 4.65% on 2WikiMultiHopQA and 7.55% on CWQ, while also reducing tuning cost and enhancing robustness to retrieval perturbations.

By Jinchang Zhu, Jindong Li, Yi Ding, Xiaojian Nie, Rong Fu, Shuangyong Song, Haowei He, Menglin Yang
arXiv Computation and Language
Sep 23

ABAI at COLIEE 2026 Task 1: Multi-Stage Retrieval with GraphRAG-Enhanced Meta-Learning, and a Post-Hoc Study of the Cross-Validation-to-Test Gap

The paper reports the ABAI submission to COLIEE 2026 Task 1, a case law retrieval challenge that suppresses cited passages, and details a four‑stage retrieval pipeline: multi‑view BM25 with reciprocal rank fusion, neural reranking, graph‑based features via a graph attention network, and a LightGBM meta‑learner over 34 features. The best run achieved an F1 score of 0.177 on the official test set, compared to a cross‑validated 0.311, and the authors attribute the gap to a recall ceiling, temporal distribution shift, and threshold miscalibration. A controlled post‑hoc study examined the impact of threshold transfer, decision quality across time, and query similarity, and identified specific remedies—such as BM25 length‑normalisation tuning, event‑triple views, and dense fusion—that improved recall, while other interventions had no effect.

By Minhan Cho, Soyoung Park, Daejin Choi, Jinyoung Han
arXiv AI
Aug 28

Why RAGs Hallucinate: Penalty-Aware Evaluation of Retrieval-Augmented Generation Systems with Knowledge-Gap Canaries

The paper introduces a penalty‑aware evaluation framework for Retrieval‑Augmented Generation (RAG) systems that uses asymmetric scoring, knowledge‑gap canaries, and a failure‑attribution pipeline. Applying this framework to three commercial RAG products and a baseline on SimpleQA‑Verified, the authors find that while overall accuracy is similar across systems, canary violation rates vary dramatically, showing that systems differ more in when they answer than in what they answer. The study demonstrates that penalty‑aware scoring can reorder system rankings and is robust across different penalty settings.

By Alden Do Rosario, Hussein Younes, Felipe Pires
arXiv Computation and Language
Sep 22

Re:CAP - Auditing Retrieval Coverage in Production RAG Pipelines

Re:CAP is a reference‑free audit loop for retrieval‑augmented generation (RAG) pipelines that probes for missing documents instead of enumerating all relevant ones. It identifies covered topics, generates probing questions, retrieves candidate documents, and uses an LLM judge to keep only those that add new information. On several benchmarks, Re:CAP recovers a significant portion of gold documents that flat BM25 or hybrid retrieval misses, and human evaluation shows most of these documents add new information.

By Aviral Joshi, Hanoz Bhathena, Max Nelson, Saket Sharma
arXiv Computation and Language
Aug 31

Benchmarking LLM-as-a-Judge for Long-Form Output Evaluation

The paper introduces LongJudgeBench, a benchmark designed to evaluate large language models (LLMs) acting as judges for long-form text generation. It highlights that long-form evaluation requires complex, document-level assessments beyond simple length, such as organization, coverage, depth, consistency, and scenario-specific quality. Experiments show a significant reliability gap among current LLM judges, indicating instability across scenarios and limited effectiveness of rubrics or references.

By Junjie Chen, Yuxi Dong, Haitao Li, Weihang Su, Yujia Zhou, Min Zhang, Yiqun Liu, Qingyao Ai
arXiv AI
Sep 4

STAIR (STructure Aware Information Retriever): A novel dataset and LLM based retriever for document structure augmentation

The paper introduces STAIR, a retrieval system that uses a document’s Table of Contents to guide large language models in accessing global structure, thereby reducing hallucinations in Retrieval Augmented Generation. Experiments with a fine‑tuned Differentiable Search Index show that ToC‑based retrieval yields a low hallucination rate (<0.05%) and improves Recall@1 to 82.6% on the newly released SearchTome benchmark, outperforming baselines like BM25, DPR, and Mistral. The authors also release SearchTome, a diverse dataset of 18 books across six domains, to encourage further research in ToC‑based retrieval.

By Vineet Kumar, Meghanadh Pulivarthi, vishwajeet kumar, Jaydeep Sen, Riyaz Ahmad Bhat, Sachindra Joshi