Safe reinforcement learning from human feedback (Safe-RLHF) seeks to improve helpfulness while satisfying harmlessness constraints. Existing primal-dual approaches can converge to feasible policies bu...
arXiv:2608. 10204v1 Announce Type: new Abstract: Safe reinforcement learning maximizes reward subject to safety constraints.
By Chenhua Fan, Jiahui Zhu, Yuhang Zhang, Honghao Wei
The paper introduces two algorithms for safe multi‑objective reinforcement learning that guarantee zero constraint violation during learning. The first algorithm learns a safe Pareto‑optimal policy for a given preference by combining optimistic reward estimates with pessimistic cost bounds, achieving an ×O(1/√T) suboptimality gap. The second, preference‑free algorithm safely explores first and then computes a safe policy for any preference, retaining the same safety guarantee and achieving an ×O(1/√T+1/√K) suboptimality gap.
By Chenxi Li, Yao Shu, Siyang Gao, Shuang Qiu, Guangxin Jiang
The paper introduces Policy Gradient Penalty (PGP), a single‑loop policy‑space method that enforces convex occupancy‑measure constraints via quadratic‑penalty regularization. PGP constructs pseudo‑rewards to estimate gradients of the penalized objective and uses the classical Policy Gradient Theorem, establishing smoothness and global last‑iterate convergence guarantees for an ε‑optimal constrained entropy value with ε‑bounded constraint violation. The authors validate PGP with ablations on a grid‑world benchmark and demonstrate scalability on two challenging continuous‑control tasks.
By Florian Wolf, Ilyas Fatkhullin, Niao He
The paper introduces Exchange Policy Optimization (EPO), a framework for semi‑infinite safe reinforcement learning that handles infinitely many constraints by iteratively solving finite subproblems. EPO expands or deletes constraints based on tolerance violations and Lagrange multipliers, maintaining computational tractability while converging to an optimal policy with bounded safety violations. The authors prove finite convergence, provide iteration bounds, and quantify the suboptimality gap under mild assumptions.
By Jiaming Zhang, Yujie Yang, Haoning Wang, Liping Zhang, Shengbo Eben Li
arXiv:2607. 06987v1 Announce Type: new Abstract: Reinforcement learning (RL) has become the standard paradigm for enhancing the complex reasoning capabilities of large language models (LLMs).
By Chongyu Fan, Pengfei Liu, Jingjia Huang, Sijia Liu, Yi Lin
The paper introduces a new approach to safety in contextual bandits with continuous actions, focusing on high‑probability constraints on the realized cost rather than expected cost. It presents the High‑Probability Constrained UCB algorithm, which balances reward exploration with conservative safety estimation, and provides theoretical regret guarantees for linear models and extensions to general function classes. Experiments demonstrate that this realized‑cost safety framework significantly reduces safety violations compared to expected‑cost constrained methods.
By Spyros Dragazis, Aldo Pacchiano
arXiv:2606. 25012v1 Announce Type: new Abstract: Many reinforcement learning (RL) problems in the infinite-horizon average-reward setting require optimizing multiple conflicting objectives while satisfying multiple safety constraints.
By Ankur Naskar, Swetha Ganesh, Vaneet Aggarwal
arXiv:2606. 01382v1 Announce Type: cross Abstract: Preference alignment is central to improving large language models, but standard reward-based formulations can be restrictive when human preferences are cyclic, non-transitive, or otherwise not representable by a scalar reward.
By Tianlong Nan, Xiaopeng Li, Christian Kroer, Tianyi Lin
arXiv:2608. 22915v1 Announce Type: cross Abstract: Inference-time pipelines often sample multiple outputs, filter them with a learned safety model, and return the proxy-feasible output with the highest learned reward.
By Akifumi Wachi, Takumi Tanabe, Youhei Akimoto
arXiv:2606. 04812v1 Announce Type: cross Abstract: Guaranteeing safety is critical to the deployment of reinforcement learning (RL) agents in the real-world, especially as policies learned using deep RL may demonstrate susceptibility to transition perturbations that result in unknown or unsafe behaviour.
By Mohit Prashant, Arvind Easwaran
The paper introduces a new approach to safety in contextual bandits with continuous actions by enforcing high‑probability constraints on the realized cost rather than on its expectation. It proposes the High‑Probability Constrained UCB algorithm, which balances optimistic reward exploration with pessimistic safety estimation. The authors provide theoretical regret guarantees for linear models and extend the analysis to general function classes, demonstrating experimentally that realized‑cost constraints significantly reduce safety violations compared to expected‑cost baselines.