arXiv Computation and Language

Towards Explaining Query Expansion Performance in Information Retrieval

arXiv AI
5d ago

Evaluating the Retrieval Robustness of Large Language Models

The paper evaluates how robust large language models (LLMs) are when using retrieval‑augmented generation (RAG) in practical settings. It investigates whether RAG always outperforms non‑RAG approaches, whether adding more retrieved documents helps, and whether the order of documents matters, using a benchmark of 1,891 samples across five datasets and three task categories. Experiments with 11 LLMs show generally high retrieval robustness, but performance varies by task and prompting strategy, indicating that adopting RAG should be considered on a case‑by‑case basis.

By Shuyang Cao, Karthik Radhakrishnan, David Rosenberg, Steven Lu, Pengxiang Cheng, Lu Wang, Shiyue Zhang
arXiv AI
Aug 19

DEPT: Document Embedding Preservation Tuning for Unified Query Expansion and Retrieval

The paper introduces DEPT, a method that trains a single decoder-only large language model to both expand queries and encode documents for retrieval. By preserving document embeddings close to their initial cached values while allowing gradients to flow through the generator, DEPT stabilizes retrieval targets and enables efficient index reuse and online hard‑negative mining. Experiments on the BEIR benchmark with Qwen3‑4B‑Instruct‑2507 and LLaMA‑3.2‑3B‑Instruct show that DEPT outperforms training‑free, independently trained, and staged unified baselines, with ablations confirming the benefits of preservation, whitening, end‑to‑end expansion training, and online negatives.

By Jingyuan Wang, Richong Zhang, Zhijie Nie, Mingxin Li, Yanzhao Zhang
arXiv Computation and Language
Aug 25

Robustness of IR Models to Collection Growth

The paper investigates how adding non‑relevant documents to a collection affects the performance of Information Retrieval (IR) models. It distinguishes between Multi‑Document‑Agnostic (MDA) models, which do not rely on other documents, and Multi‑Document‑Dependent (MDD) models, which do, and evaluates both on two collections with little topic overlap. Results show that all models suffer some performance loss when non‑relevant documents are added, but MDA models outperform MDD models in retrieval tasks, while both perform similarly in reranking.

By Emmanouil Georgios Lionis, Debasis Ganguly, Sean MacAvaney
arXiv Computation and Language
Sep 15

TF-IDF and BM25 Are Exact KL Divergences

arXiv:2609.14016v1 Announce Type: cross Abstract: TF-IDF and BM25 are two of the most widely used methods for scoring query-document relevance, yet neither has a standard probabilistic derivation tha...

By Ivan Silajev
arXiv AI
Aug 25

Unleashing the Power of LLMs in Dense Retrieval with Query Likelihood Modeling

The paper introduces LLM-QL, a dense retrieval model that harnesses large language models (LLMs) by maximizing query likelihood (QL) as an auxiliary task. It incorporates an Attention Block to limit predictive token attention to document tokens before the ending token and a Document Corruption component that masks parts of the document during prediction. Experiments on MS MARCO and BEIR datasets show that LLM-QL outperforms other LLM-based retrievers, and detailed analyses confirm the effectiveness of its components.

By Hengran Zhang, Keping Bi, Jiafeng Guo, Xiaojie Sun, Shihao Liu, Daiting Shi, Dawei Yin, Xueqi Cheng
arXiv AI
Sep 4

STAIR (STructure Aware Information Retriever): A novel dataset and LLM based retriever for document structure augmentation

The paper introduces STAIR, a retrieval system that uses a document’s Table of Contents to guide large language models in accessing global structure, thereby reducing hallucinations in Retrieval Augmented Generation. Experiments with a fine‑tuned Differentiable Search Index show that ToC‑based retrieval yields a low hallucination rate (<0.05%) and improves Recall@1 to 82.6% on the newly released SearchTome benchmark, outperforming baselines like BM25, DPR, and Mistral. The authors also release SearchTome, a diverse dataset of 18 books across six domains, to encourage further research in ToC‑based retrieval.

By Vineet Kumar, Meghanadh Pulivarthi, vishwajeet kumar, Jaydeep Sen, Riyaz Ahmad Bhat, Sachindra Joshi