arXiv AI

Distributionally Robust Listwise Preference Optimization

arXiv:2607. 01715v1 Announce Type: new Abstract: Existing robust preference optimization for language-model alignment mainly studies pairwise supervision and places robustness at the dataset, prompt, or preference-pair level.

arXiv AI
2d ago

Robust Nash Alignment under Preference Uncertainty

Robust Nash Alignment introduces a game-theoretic framework that seeks a policy with a high worst-case win rate against both an adversarial competitor and any preference kernel within an ambiguity set around a nominal preference. The authors propose a four-player primal-dual proxy game and an optimistic mirror descent-ascent algorithm to efficiently optimize this robust objective, proving convergence guarantees and demonstrating improved performance in controlled tabular games and LLM alignment experiments.

By Shihab Ahmed, Debamita Ghosh, David Tang, Yudan Wang, Alvaro Velasquez, Yue Wang
arXiv AI
Sep 17

A Zeroth-Order Paradigm for LLM Preference Alignment

The paper introduces Comparison-based Preference Optimization (ComPO), a zeroth-order method that aligns large language models with human preferences using comparison oracles instead of direct differentiable loss optimization. It provides theoretical convergence guarantees for both offline and online variants under smoothness, gradient sparsity, and oracle compatibility assumptions, and establishes performance bounds under local coverage and in-distribution reward accuracy. Experiments on several LLMs (Mistral, Llama, Gemma-2, Qwen3, Gemma-3) show that ComPO outperforms existing direct alignment methods, achieving higher length-controlled win rates and diagnostics that suggest mitigation of likelihood displacement.

By Peter Chen, Xi Chen, Wotao Yin, Tianyi Lin
arXiv Machine Learning
Aug 27

Learning Mixtures of Plackett-Luce Models for Multi-Objective Alignment

The paper introduces MoPLEx, an expectation‑maximization algorithm for learning mixtures of Plackett‑Luce models from multi‑way ranking data. It augments rankings with synthetic responses from a base language model and uses a gradient‑based estimation to reduce inference cost, enabling efficient fitting of large‑scale models. Experiments show the method achieves low probability estimation error and improves clustering and ranking accuracy by 43.7% and 15.2% over baselines.

By Dongyue Li, Ziniu Zhang, Lu Wang, Hongyang R. Zhang
arXiv Machine Learning
Sep 1

Adaptive Doubly Robust Off-Policy Evaluation for Ranking Policies under Diverse User Behavior

The paper introduces Adaptive Doubly Robust (ADR), an off‑policy evaluation method for ranking policies that blends adaptive importance weighting with reward regression to reduce variance. ADR is unbiased when the true user behavior model is known and, under a sufficient condition, achieves lower variance than the prior Adaptive Inverse Propensity Scoring (AIPS) approach. Experiments on synthetic data show that ADR consistently improves mean squared error over AIPS and other ranking OPE estimators across various data sizes and ranking lengths.

By Kosuke Iguchi, Ren Kishimoto
arXiv Statistics ML
Sep 4

Low Rank for Rank: Uncertainty-Aware Task-Specific LLM Ranking under Sparse Pairwise Comparisons

The paper introduces a low‑rank framework for ranking large language models (LLMs) on task‑specific benchmarks using sparse pairwise comparisons. By modeling the task‑by‑model ability matrix as low rank, the method shares information across related tasks while preserving task‑specific differences, and it provides uncertainty‑aware ranking through debiased estimators and simultaneous confidence sets. Experiments on synthetic data and the Chatbot Arena benchmark demonstrate improved sample efficiency and tighter, better‑calibrated ranking certificates, especially in the sparse comparison regime typical of real LLM evaluations.

By Jiachun Li, David Simchi-Levi, Will Wei Sun
arXiv Machine Learning
Sep 3

GenCAR: Generative Counterfactual Alignment with Risk-Controlled Selection for Out-of-Distribution Recommendation

GenCAR introduces a method for out‑of‑distribution recommendation that balances utility and risk by controlling the proxy‑label false discovery rate (FDR). It frames the problem as an α‑Valid Counterfactual Recommendation (α‑VCR) task, coupling counterfactual supervision with calibrated set selection using conformal p‑values and Benjamini–Hochberg filtering. The approach theoretically bounds counterfactual approximation error and guarantees finite‑sample, distribution‑free FDR control under various dependence assumptions, and empirical results show improved OOD candidate recovery across benchmarks.

By Qianqian Wang, Yunshan Li, Jiawen Zeng, Wenwu Gong, Lili Yang
arXiv Machine Learning
Sep 22

Swiss-Knife: A Framework for Reconfigurable Externalised Multi-Objective Alignment at Decode Time

Swiss-Knife is a framework that extends decode‑time alignment for frozen language models by treating the alignment specification as a runtime object. It introduces hot‑swappable scoring blades, a batch normaliser, a pairwise aggregation operator, and a selection rule, and characterises admissible aggregation operators with a representation theorem. In experiments, Swiss‑Knife paired with DPO‑LoRA blades and an uncertainty‑aware pairwise tournament outperforms six existing decode‑time methods, achieving a higher harmonic F1 score, lower refusal rate, and faster objective reconfiguration.

By Agnibh Karmakar, Mayur Parvatikar, Shreyash Dhoot, Amit Dhanda, Aman Chadha, Kapil Wanaskar, Vinija Jain, Amitava Das
arXiv Machine Learning
5d ago

Learning Where It Matters: Geometric Anchoring for Robust Preference Alignment

The paper introduces Geometric Anchor Preference Optimization (GAPO), a method that replaces the static reference policy in Direct Preference Optimization with a dynamic, geometry-aware anchor—a small adversarial perturbation of the current policy. GAPO uses this anchor to adaptively reweight preference pairs based on local sensitivity, and defines an Anchor Gap that approximates worst‑case local margin degradation. Experiments show that GAPO improves robustness to noisy supervision while matching or surpassing existing LLM alignment and reasoning benchmarks.

By Youngjae Cho, Jongsuk Kim, Ji-Hoon Kim