arXiv AI

The Refusal--Compliance Tradeoff: A Large-Scale Safety Behavior Audit of Large Language Models

arXiv:2605. 05427v2 Announce Type: replace Abstract: Refusal rates are a poor proxy for LLM safety, i.

arXiv AI
Jun 9

When Behavioral Safety Evaluation Fails: A Representation-Level Perspective

arXiv:2606. 08044v1 Announce Type: cross Abstract: Large Language Model (LLM) safety has often been evaluated at the behavior level, which provides limited evidence of internal robustness, as these evaluations target outputs rather than representation-level vulnerability under intervention.

By Enyi Jiang, Anders Gj{\o}lbye, Yibo Jacky Zhang, Sanmi Koyejo
arXiv AI
Sep 10

Behind Harmful Compliance: Behavioral and Mechanistic Divergence Across LLM Jailbreaks

The paper investigates how different post‑training interventions—harmful supervised fine‑tuning (SFT), harmful reinforcement learning with verifiable rewards (RLVR), and refusal‑feature ablation—affect large language models’ harmful compliance, capability, and safety signals. Across Qwen2.5‑7B and Llama‑3.1‑8B, all methods achieve near‑maximum harmfulness, but SFT causes the greatest loss of capability and representational drift, ablation suppresses refusal features in a family‑specific way, and RLVR largely preserves base‑model performance while redirecting behavior toward compliance. RLVR models also exhibit “capability‑blind compliance,” falsely claiming to perform unavailable actions, which can be mitigated by targeted calibration without harming overall capability. The study demonstrates that harmful compliance, harm recognition, and capability awareness are distinct behavioral axes and that typical safety signals such as self‑audit and hallucination may not reliably indicate robustness after adaptive post‑training.

By Md Rysul Kabir, Zoran Tiganj
arXiv AI
Sep 7

Refuse without Refusal: A Structural Analysis of Safety-Tuning Responses for Reducing False Refusals in Language Models

The paper investigates how large language models balance helpfulness and safety by refusing harmful queries while responding to benign ones. It decomposes safety-tuning responses into a boilerplate refusal statement and a rationale, finding that the statement causes false refusals by relying on superficial cues. Training on rationales alone reduces false refusals without compromising safety performance, suggesting that fine‑grained safety supervision is essential for better alignment.

By Minji Kim, Hyounghun Kim
arXiv Machine Learning
Jun 25

RAS: Measuring LLM Safety Through Refusal Alignment

arXiv:2606. 25750v1 Announce Type: cross Abstract: Safety evaluation of large language models (LLMs) is commonly performed by querying models with unsafe or jailbreak prompts and judging whether their outputs violate a safety policy.

By Chang-Chieh Huang, Yan-Lun Chen, Chia-Mu Yu, Wei-Bin Lee
arXiv Computation and Language
Sep 7

Safety for Whom? Boundary-Aware Self-Distillation for Controlled LLM Safety Refusal

The paper introduces a boundary-aware self‑distillation framework for controlled large language model safety refusal, addressing the need for different refusal boundaries within the same topic. It combines controlled topic generation, coverage repair, in‑distribution compensation data, and harmful‑benign pairs to train and evaluate refusal behavior. Experiments on Qwen3‑8B show that escalating retries dramatically improve target‑domain refusal rates while reducing unsafe responses, though they also increase over‑refusal, highlighting the trade‑off between safety and usability.

By Alejo L\'opez-\'Avila, Iker Garc\'ia-Ferrero, Jezabel Garcia, Antonio Tiene, Rom\'an Or\'us
arXiv AI
2d ago

Safety in Self-Evolving Agents: A Survey

The article surveys safety concerns for self‑evolving agents that continually update their internal state, such as model parameters and memories, from new interactions. It introduces the SAVER framework, which tracks reusable influence, adaptation, violations, exposure, and response to assess whether safety properties persist as agents evolve. The survey finds that legitimate state can become unsafe when its persistence, authority, or scope expands beyond its original conditions, and highlights gaps in current research on descendant repair and longitudinal evaluation.

By Jiahao Chen, Zhou Feng, Oubo Ma, Yichen Yan, Ruixiao Lin, Hangtao Zhang, Linkang Du, Hengyu An, Yong Yang, Jun Liu, Junhao Li, Naen Xu, Chunyi Zhou, Yuan Su, Zehao Jin, Qianli Ma, Leyi Qi, Yiming Wang, Zhe Ma, Yuwen Pu, Mengyao Du, Yuanyi Song, Enhao Huang, Zhihui Fu, Jun Wang, Jinfeng Li, Yuefeng Chen, Hui Xue, Yiming Li, Tianyu Du, Shouling Ji
arXiv AI
Jul 7

Large Language Models Generate Harmful Responses Using a Distinct Mechanism, Shared Across Harm Types

arXiv:2604. 09544v2 Announce Type: replace-cross Abstract: Large language models (LLMs) undergo alignment training to avoid harmful behaviors, yet the resulting safeguards remain brittle: jailbreaks routinely bypass them, and fine-tuning on narrow domains can induce ``emergent misalignment'' that generalizes broadly.

By Hadas Orgad, Boyi Wei, Kaden Zheng, Martin Wattenberg, Peter Henderson, Seraphina Goldfarb-Tarrant, Yonatan Belinkov