arXiv AI

Breaking Refusal in the First Half: A Mechanistic Study of the Prefill Jailbreak

arXiv:2607. 14147v1 Announce Type: cross Abstract: Aligned language models refuse harmful requests, but a one-line prefill ("Sure, here is") strips the refusal.

arXiv Machine Learning
Sep 7

Locating and Steering Refusal Beyond Attention

The paper investigates where the ‘refusal’ behavior of language models resides across different architectures. It finds that a single direction in the residual stream governs refusal in transformers, and that the same direction—after a rigid rotation—also governs refusal in state‑space models (SSMs). By aligning these directions and applying a detector‑triggered gate, the authors demonstrate that refusal can be effectively transferred across transformer, SSM, recurrent, and hybrid architectures, showing that safety tooling can be ported by re‑estimating the direction at each architecture’s write site rather than rebuilding it from scratch.

By Preethi Carmel Bosco, Gopalakrishnan Srinivasan
arXiv AI
Aug 19

Fool's Gold: Defensive Deception Against Safety-Removal Attacks on Open-Weight Models

The paper introduces ‘Fool’s Gold’, a defensive deception technique for open‑weight language models that hardens them against safety‑removal attacks. By training decoy responses within a differentiable simulation of the attack, the method poisons the payoff of stripped refusal mechanisms, producing confident but falsified answers to hazardous requests while preserving benign behavior. Experiments on seven models (9B‑122B) show that 51‑90% of attacked‑state responses become decoys, with the defense accounting for 27‑84% of this effect, and that the defended 122B model remains within benign‑behavior budgets.

By Mark Russinovich
arXiv Machine Learning
1d ago

Refusal Localizes, the Damage Relocates: Safety Layers Under Few-Sample Fine-Tuning

The paper investigates how fine‑tuning large language models with a small number of harmful examples can erode their refusal behavior, and explores whether localizing safety‑related behavior to specific layers or directions can provide robust defenses. Experiments across six checkpoints from four model families show that harmful and benign prompts remain linearly separable after attack, and that patching clean hidden states or freezing layers up to a transition depth can restore refusal. However, attackers can bypass these defenses by spreading updates or targeting singular directions, indicating that adaptive fine‑tuning can defeat localized repairs and highlighting the need for multiple defensive checks.

By Jungseob Lee, Dongyub Jude Lee, Sugyeong Eo, Seongtae Hong, Seungyoon Lee, Heuiseok Lim
arXiv Machine Learning
Jun 15

A Low-Rank Subspace Analysis of LLM Interventions

arXiv:2606. 14388v1 Announce Type: new Abstract: Interventions designed to modify a particular behavior in LLMs, such as refusal or sycophancy, often produce unintended changes in other behaviors.

By Angira Sharma, Christian Schroeder de Witt, Philip Torr, Anisoara Calinescu, Jialin Yu
arXiv Computation and Language
Aug 24

Prompt-Model Interaction Reaches the Fixed Points: A deterministic, task-free structural readout -- and the factorizations of it that failed

The paper demonstrates that a prompt’s influence is not inherent to the prompt itself but depends on the model, as prompts optimized for one model degrade on another and rankings shift under neutral reformatting. By examining a task‑free structural readout—specifically the fixed‑point behavior of a short‑window argmax map—the authors show that nine tokens of conditioning can move the fixed‑point fraction across most of its range, altering structural classes and model rankings, while instruction tuning has no effect. Attempts to explain this phenomenon through prefix length, content type, bidirectionality, or attention‑sink dominance all fail, indicating that the prompt‑model pair is the fundamental unit of explanation. whyItMatters":"The study reveals that prompt effectiveness is model‑specific and that simple structural readouts can capture this interaction, challenging assumptions about prompt generality and guiding future prompt‑engineering efforts."

By Nicol\'as Vera Z\'u\~niga