The study examines how user context—such as memory, profiles, and role prompts—affects Large Language Models’ (LLMs) financial analysis. Using 3,575 SEC filings and twelve LLMs, the authors distinguish between evidence selection and interpretation, finding that most context spillover arises from differing interpretations under various roles rather than from retrieving different evidence. They evaluate two mitigation strategies—expressing investor mindset as a user profile instead of an assistant role, and separating evidence-based from personalized outputs—both of which reduce but do not eliminate spillover, with effectiveness varying across models.
By Ahmed Asaad, Amr Mohamed, Yang Zhang, Omneya Abdelsalam
The paper investigates how user context—such as memory, profiles, and role prompts—affects large language models’ financial analysis. By testing 3,575 SEC filings across twelve LLMs, the study distinguishes between evidence selection and interpretation, finding that interpretation under different roles drives most user-context spillover. Two mitigation strategies—using a user profile instead of an assistant role and separating evidence-based from personalized outputs—reduce but do not eliminate this spillover, with effectiveness varying by model.
The paper introduces CAPTURE, a system designed to help personalized language agents distinguish genuine preference changes from temporary context shifts or malicious memory poisoning. CAPTURE employs a neural differential-equation belief tracker, a multi-timescale memory ledger, uncertainty-triggered clarification, and counterfactual auditing to resolve ambiguity. Experiments on 480 episodes from 96 users show CAPTURE outperforms baseline methods, limiting poisoning success while accepting most real preference updates.
By S M Asif Hossain, Ruksat Khan Shayoni, Md Kishor Morol
arXiv:2608. 03463v1 Announce Type: new Abstract: Long-term memory is essential for LLM-based agents to sustain interactions and reliably leverage distant history.
By Yuxin Liao, Le Wu, Min Hou, Hao Liu, Han Wu, Zishu Wang
arXiv:2607. 12385v1 Announce Type: new Abstract: A significant challenge in agentic AI is prospective memory: the ability to execute an intention at a specific future cue or state while other activities are ongoing.
By Genglin Liu, Saadia Gabriel
AdaMem introduces adaptive memory policies that allow personalized agents to decide what information to write into long‑term memory based on user preferences for each interaction context. Each policy is updated from periodic feedback and controls subsequent memory writing, aiming to improve relevance and reduce unnecessary memory persistence. In experiments on AdaMem‑Bench, AdaMem raises QA accuracy from 80.0% to 84.35% while cutting persistent memory by 9.27%, though models still struggle to execute policies reliably.
By Xingyu Chen, Rui Wang, Zhaopeng Tu, Liefeng Bo